Municipal Secondary Market Disclosure

URL: https://www.msrb.org/msrb1/pdfs/SECRule15c2-12.pdf
Regulation Reference Cite SEC Rule 15c2-12: Continuing Disclosure
Report Due Date (Actual) December 31 of each year
Level Compliance Report
Oversight Unit CONTROLLERS OFFICE
Person Responsible Jamie Beauchamp
Secondary Person Responsible Rebecca Schneiderhan
President / VP Level Finance
Description

This rule ensures municipal securities issuers provide certain information to the Municipal
Securities Rulemaking Board (MSRB) about their securities (outstanding bonds) on an ongoing basis.

Contacts and Data Sources

Jamie Beauchamp. Filed in central files and submitted on-line.
Internal Notes

This compliance item has notes that are available internally to the oversight unit. Please contact the Risk Management Department for more information