Municipal Secondary Market Disclosure
| Reviewed By | Internal Auditor Owner |
| URL: | https://www.msrb.org/msrb1/pdfs/SECRule15c2-12.pdf |
| Regulation Reference Cite | SEC Rule 15c2-12: Continuing Disclosure |
| Report Due Date (Actual) | December 31 of each year |
| Level | Compliance Report |
| Oversight Unit | CONTROLLERS OFFICE |
| Person Responsible | Jamie Beauchamp |
| Secondary Person Responsible | Rebecca Schneiderhan |
| President / VP Level | Finance |
| Description |
This rule ensures municipal securities issuers provide certain information to the Municipal |
| Contacts and Data Sources |
| Jamie Beauchamp. Filed in central files and submitted on-line. |
| Internal Notes |
| This compliance item has notes that are available internally to the oversight unit. Please contact the Risk Management Department for more information |