NMU's Compliance Database - Northern Michigan University
Municipal Secondary Market Disclosure
Reviewed By | Internal Auditor Owner |
URL: | https://www.msrb.org/msrb1/pdfs/SECRule15c2-12.pdf |
Regulation Reference Cite | SEC Rule 15c2-12: Continuing Disclosure |
Report Due Date (Actual) | December 31 of each year |
Level | Compliance Report |
Oversight Unit | CONTROLLERS OFFICE |
Person Responsible | Jamie Beauchamp |
Secondary Person Responsible | Rebecca Schneiderhan |
President / VP Level | Finance |
Description |
This rule ensures municipal securities issuers provide certain information to the Municipal |
Contacts and Data Sources |
Jamie Beauchamp. Filed in central files and submitted on-line. |
Internal Notes |
This compliance item has notes that are available internally to the oversight unit. Please contact the Risk Management Department for more information |